Securities Commission appeals for public help in locating former unit trust consultant over alleged misconduct

Individual named Syarmi Shamsuddin is founder and CEO of financial planning agency The One Asia advisors, based on online checks

6:49 PM MYT

 

KUALA LUMPUR – The Securities Commission (SC) is on the hunt for an individual known as Syarmi Shamsuddin for allegedly committing several offences relating to unit trust investments. 

In a post on X today, the commission said it is requesting public assistance to locate Syarmi, whom SC said is a former unit trust and private retirement scheme consultant. 

Syarmi is suspected of misconduct involving unit trust investments and was last seen in Kota Damansara, Petaling Jaya. 

“The SC is seeking Syarmi in connection with breaches of the Capital Markets and Services Act 2007, Guidelines on Conduct for Capital Market Intermediaries as well as the Federation of Investment Managers Malaysia’s 2013 and 2020 Code of Ethics.”

Those with information on Syarmi’s whereabouts can contact the SC at 03-620-4899 or [email protected]

Meanwhile, checks online found that Syarmi is the founder and chief executive officer of financial planning agency The One Asia Advisors.

According to its website, the company offers “independent holistic advice on financial planning services” across multiple sectors, including banking institutions, asset management companies, fund management firms, corporate trustees and offshore financial institutions. 

The company also claims to have “more than 10 years” of experience in Malaysia. – August 13, 2024

Topics

 

Popular

Petronas staff to be shown the door to make up losses from Petros deal?

Source claims national O&G firm is expected to see 30% revenue loss once agreed formula for natural gas distribution in Sarawak is implemented

‘Very hurtful’: Chief justice exposes legal failures driven by distorted Islamic views

Tun Tengku Maimun Tuan Mat laments misinterpretations of faith that distort justice in high-profile rulings, cites Indira Gandhi and Nik Elin Zurina cases

The ‘powerful’ fallacy of MCMC – Wong Chun Wai

New regulations are needed to police rampant crimes committed on social media platforms used by millions of Malaysians

Related